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Ensuring Integrity: The 11th Annual Audit Conference
Start Date: 11/29/2016Start Time: 8:00 AM
End Date: 11/29/2016End Time: 5:00 PM
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Event Description:

About the program:

The conference provides a forum for interaction between business, public accounting, academics, and policy setters from the American Institute of Certified Public Accountants (AICPA), the Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB). It also examines the current best practices of ethics and independence within the auditing profession. The conference is organized in partnership with the National Association of State Boards of Accountancy's Center for the Public Trust.

Agenda

Welcome and Introduction - 8:45 to 9:00 AM

ALFONZO ALEXANDER, President, NASBA Center for the Public Trust
DOUGLAS CARMICHAEL, Professor, Baruch College

What is happening at the Auditing Standards Board? - 9:00 to 9:20 AM

MIKE SANTAY, Chair, Auditing Standards Board (ASB)

What is happening at the Public Company Accounting Oversight Board? - 9:20 to 9:40 AM

JENNIFER RAND, Deputy Division Director/Deputy Chief Auditor, Public Company Accounting Oversight Board (PCAOB)

What is happening at the Securities and Exchange Commission? - 9:40 to 10:00 AM

MARC PANUCCI, Deputy Chief Accountant, Office of the Chief Acct., Securities and Exchange Commission

Regulators and Standard Setters - 10:00 to 11:10 AM

Moderated by Professor DOUGLAS CARMICHAEL, Baruch College
NOEL ALLEN, Legal Counsel, NASBA
MARC PANUCCI, Deputy Chief Accountant, Office of the Chief Acct., SEC
JENNIFER RAND, PCAOB
MIKE SANTAY, ASB

Professional Skepticism Panel - 11:25 AM to 12:30 PM

Moderated by Professor THOMAS RAY, Baruch College
STEVEN GLOVER, Associate Dean, BYU
CHRISTINE GUNIA, Associate Director, Inspections, PCAOB
SUSAN JONES, Director, Global Services Center, KPMG LLP
DAVID SIMKO, Partner, EY

Keynote Address: What Happened to Big Accounting Scandals? - 1:00 to 2:00 PM

JIM DOTY, Chair, PCAOB

The Audit Committee: Oversight and Responsibilities - 2:00 to 3:10 PM

Moderated by Professor JANE BARTON, Baruch College
LEE J. SEIDLER, Chairman of Audit Committees, FineMark National Bank and Trust and Winthrop Realty Trust
PHIL WEDEMEYER, Director, Chairman of Audit Committee, Atwood Oceanics
JEREMY WIESEN, Professor of Entrepreneurship (Ret), Stern School of Business, New York University

Litigation/Liability Panel - 3:25 to 4:45 PM

Moderated by Professor DOUGLAS CARMICHAEL, Baruch College
CLAUDIUS MODESTI, Director, Division of Enforcement and Investigations, PCAOB
THOMAS SMITH, Assistant Regional Director, Division of Enforcement, SEC
SCOTT UNIVER, Principal & General Counsel, WeiserMazars
MICHAEL YOUNG, Partner, Willkie Farr & Gallagher

Co-sponsored by:

The NASBA Center for the Public Trust (CPT) addresses ethical behavior in business, education, public policy and society, while promoting a positive perspective on activities within the business and accounting communities. The CPT addresses ethics and ethical leadership through co-sponsored events nationally with prominent colleges and universities, firms and other ethics organizations.

Registration

Registration Fees:

$435 Single Registration
$3,000 for an eight person table (contact 646-312-3231 for more information)
$195 Academic and non-profit registration fee

Register online, by phone or e-mail:

Complete the online registration form or

Call us at 646-312-3231 or

E-mail us at matthew.lepere@baruch.cuny.edu

After you have registered, please submit the appropriate registration fee via mail or fax.

To pay via mail:

Please make check payable to Baruch College and send to:

Baruch College - 11th Audit Conference
The Robert Zicklin Center for Corporate Integrity
55 Lexington Avenue, B11-275
New York, NY 10010

To pay via fax:

Please complete our credit card payment form and fax to: (646) 312 – 3351

CPE:

Earn up to 8 CPE Credits in Auditing

Continuing Professional Education Prerequisites and Advanced Preparation: None
Program Level: Overview
Delivery Method: Group-Live
For more information, please contact Matthew LePere at matthew.lepere@baruch.cuny.edu.

Requests for refunds must be received in writing by November 18, 2016, and will be subject to a $100 cancellation fee. No refunds will be granted after November 18, 2016. For information regarding refunds, complaint and/or program cancellation policies, contact Matthew LePere.

The Robert Zicklin Center for Corporate Integrity is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Location Information:
Baruch College - Newman Vertical Campus  (View Map)
55 Lexington Ave
New York, NY 10010
New York
Room: Room 14-220

Baruch College - Newman Vertical Campus  (View Map)
55 Lexington Ave
New York, NY 10010
New York
Room: Room 14-280
Contact Information:
Name: Matthew LePere
Phone: 646-312-3231
Email: Matthew.LePere@baruch.cuny.edu
Schools/Departments:
  • Robert Zicklin Center for Corporate Integrity

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